Failure Mode Effects Analysis
Failure Mode and Effects Analysis (FMEA) is a proactive risk assessment methodology that systematically identifies potential failures in products, processes, or systems before they occur. By analyzing how things might fail, what the consequences would be, and what causes failures, teams can prioritize and implement preventive actions that reduce risk. Originally developed for aerospace, FMEA is now required or expected across automotive, medical device, and other industries where failure consequences are significant. Professionals skilled in FMEA contribute to safer, more reliable products while reducing warranty costs, recalls, and customer complaints. This structured approach to prevention embodies the quality philosophy of doing it right the first time.
FMEA Fundamentals and Types
Understanding FMEA methodology:
What FMEA Does:
- Identifies potential failure modes
- Assesses severity, occurrence, and detection
- Prioritizes risks for action
- Documents preventive actions
- Creates living risk documentation
Key Terms:
Failure Mode:
The way something can fail:
- What goes wrong?
- How does it fail to perform?
- Examples: breaks, corrodes, sticks, leaks
Effect:
The consequence of failure:
- What happens when it fails?
- Impact on customer/next operation
- Safety implications
Cause:
Why the failure occurs:
- Root cause mechanism
- Process or design deficiency
- What enables the failure?
Controls:
Current prevention and detection:
- Design features preventing failure
- Process controls
- Inspection and testing
Types of FMEA:
Design FMEA (DFMEA):
- Analyzes product design
- Before design release
- Focuses on design adequacy
- What if this component fails?
Process FMEA (PFMEA):
- Analyzes manufacturing process
- Before production start
- Focuses on process capability
- What if this process step fails?
System FMEA:
- Higher level, system interactions
- Interface and integration failures
- Less common but valuable
When to Conduct FMEA:
- New product/process development
- Design or process changes
- New applications of existing designs
- After quality problems occur
- Regular review and update
Risk Assessment and Prioritization
Evaluating and ranking risks:
Severity (S):
How bad if failure occurs:
Rating Scale (1-10):
- 10: Safety hazard without warning
- 9: Safety hazard with warning
- 8: Major function loss
- 7: Reduced function
- 5-6: Performance degradation
- 3-4: Minor effect
- 1-2: No noticeable effect
Industry-specific scales exist (AIAG, etc.)
Occurrence (O):
How likely is the cause to occur:
Rating Scale (1-10):
- 10: Failure almost certain
- 9: Very high probability
- 7-8: High probability
- 5-6: Moderate probability
- 3-4: Low probability
- 1-2: Very unlikely
Based on historical data when available
Detection (D):
How likely current controls will detect:
Rating Scale (1-10):
- 10: Cannot detect (no control)
- 9: Very unlikely to detect
- 7-8: Low detection probability
- 5-6: Moderate detection probability
- 3-4: High detection probability
- 1-2: Almost certain detection
Higher number = worse detection
Risk Priority Number (RPN):
Traditional prioritization:
RPN = Severity x Occurrence x Detection
Range: 1 to 1000
Limitations of RPN:
- Same RPN, very different risks
- Severity often should dominate
- AP (Action Priority) now preferred
Action Priority (AP):
New AIAG-VDA approach:
- High (H): Must address
- Medium (M): Should address
- Low (L): May address
- Based on decision tables, not multiplication
- Severity gets appropriate weight
Conducting FMEA
Step-by-step FMEA development:
Preparation:
Form the Team:
- Cross-functional representation
- Design, manufacturing, quality, service
- Subject matter experts
- Facilitator experienced in FMEA
Gather Information:
- Engineering drawings/specifications
- Process flow diagrams
- Similar product/process FMEAs
- Warranty and quality data
- Customer complaints
FMEA Execution:
Step 1: Define Scope
- Product/process boundaries
- Functions and requirements
- Interfaces with other systems
Step 2: Identify Functions
- What should product/process do?
- Performance requirements
- Customer expectations
Step 3: Identify Failure Modes
For each function:
- How can it fail to perform?
- Think negatives of function
- Include partial failures
Step 4: Identify Effects
For each failure mode:
- What is the consequence?
- Consider end customer impact
- Consider next operation impact
Step 5: Assign Severity
Rate the worst effect:
- Use consistent rating scale
- Focus on most severe effect
- Safety effects drive high ratings
Step 6: Identify Causes
For each failure mode:
- What enables this failure?
- Technical root cause
- May have multiple causes
Step 7: Assign Occurrence
Rate likelihood of cause:
- Based on history/data when possible
- Consider current prevention controls
Step 8: Identify Controls
Current prevention and detection:
- What prevents the cause?
- What detects the failure?
Step 9: Assign Detection
Rate detection capability:
- How likely to catch before customer?
- Consider all detection points
Step 10: Calculate Risk
RPN or Action Priority:
- Identify high-priority items
- Focus on actionable improvements
Step 11: Recommended Actions
Reduce risk through:
- Design changes (reduce severity)
- Process improvements (reduce occurrence)
- Better controls (improve detection)
Step 12: Document and Track
- Assign ownership and dates
- Track completion
- Update FMEA with results
Career Value and Application
FMEA expertise enhances career opportunities:
Quality Engineer:
Lead and participate in FMEAs:
- New product development teams
- Process FMEA development
- Customer issue response
- $65,000-$95,000
Design Engineer:
Incorporate FMEA in design process:
- DFMEA development
- Design for reliability
- Risk-based design decisions
- $70,000-$100,000
Process Engineer:
Manufacturing process FMEAs:
- PFMEA development
- Process validation
- Control plan development
- $70,000-$100,000
Reliability Engineer:
Advanced risk assessment:
- Complex FMEA facilitation
- Integration with reliability tools
- Warranty prediction
- $80,000-$120,000
Industry Requirements:
Automotive (IATF 16949):
- FMEA required for all new products/processes
- Customer-specific requirements
- AIAG-VDA FMEA handbook
- Strict documentation expectations
Medical Devices (FDA, ISO 14971):
- Risk management required
- FMEA as key tool
- Severity drives decisions
- Documentation critical
Aerospace (AS9100):
- Risk-based thinking
- FMEA common tool
- Product safety focus
Skills to Develop:
Technical:
- Product/process knowledge
- Failure modes understanding
- Statistical/historical data analysis
Facilitation:
- Lead cross-functional teams
- Drive productive discussion
- Manage conflict and consensus
Documentation:
- Clear, complete FMEAs
- Track actions to completion
- Maintain living documents
Training:
- AIAG-VDA FMEA training
- Company-specific training
- ASQ CRE for reliability focus
Mastering FMEA demonstrates proactive quality mindset valued across industries.
Common Questions
How long should an FMEA take?
Depends on scope and complexity. A process FMEA for a simple process might take 2-4 hours. Complex products may require multiple sessions over days or weeks. Plan adequate time - rushed FMEAs miss risks. Budget 1-3 hours per major function for initial development. Expect ongoing updates throughout product/process life.
What is the difference between DFMEA and PFMEA?
DFMEA analyzes the product design - will this design work? Focus on design-inherent failure modes and design controls. PFMEA analyzes the manufacturing process - can we make this consistently? Focus on process-induced failures and process controls. Both needed for complete risk management. They should link - process controls address DFMEA concerns.
Should we aim to reduce all high RPNs?
Focus on action priority considering severity first. A high severity rating demands attention regardless of other factors. Low severity with high RPN may not be critical. New AIAG-VDA guidance uses Action Priority (H/M/L) instead of RPN threshold for this reason. Always address safety-related items regardless of calculated priority.
How do we keep FMEAs updated?
FMEAs are living documents. Update when: design or process changes, new failure modes discovered, quality problems occur, action items completed. Assign FMEA ownership. Review periodically (annually minimum). Include FMEA update in change control process. Static FMEAs lose value; maintained FMEAs drive continuous improvement.
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